Client Associate - Wealth Brokerage Services - Military Veterans

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Job Description:At **MEMBERS ONLY**SIGN UP NOW***., we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity, and inclusion in a workplace where everyone feels valued and inspired.Help us build a better **MEMBERS ONLY**SIGN UP NOW***.. It all begins with outstanding talent. It all begins with you.About this role:**MEMBERS ONLY**SIGN UP NOW***. is seeking a Client Associate in Wealth and Investment Management as part of **MEMBERS ONLY**SIGN UP NOW***. Advisors. u00a0Learn more about our career areas and lines of business at wellsfargojobs.com.In this role, you will:nSupport Financial Advisory team and their clients by providing account information or quotes, entering Financial Advisory approved security tickets and various administrative tasksnIdentify ways to improve Brokerage Client Support processes and offer Brokerage Client Support work group ideasnPerform moderately complex administrative and operational tasks within Brokerage Client Support functional areanHandle telephone calls or respond to inquiries and requests for researching of reports and account related issuesnEstablish and maintain files to meet the firms regulatory requirementsnCreate, produce, and maintain reports, databases, and record keeping for the purpose of growing client relationshipsnReceive direction from supervisor and Financial Advisory functional area and escalate non-routine questionsnInteract with Financial Advisory functional area on wider range of inquiries or requests, as well as internal and external customersnRequired Qualifications, US:2 years of Brokerage and Client Services experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, educationDesired Qualifications:nBrokerage industry experiencenFinancial services industry experiencenAbility to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environmentnExperience interacting directly with customersnAbility to provide administrative support, including responding to prospect/customer inquiries and requests for informationnAbility to work effectively, as well as independently, in a team environmentnIntermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skillsnKnowledge and understanding of brokerage or administrative supportnJob Expectations:nFINRA Series 7 and 66 (or 63 and 65) examinations, or equivalent must be completed within either a 90 or 180-day time period following commencement of employment, depending upon the number of license(s) needed if not immediately available to transfer upon hire. FINRA recognized equivalents will be accepted. This will be communicated at time of offer acceptance.nObtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position.nCompliance with state law registration and licensing requirements is mandatory. In addition to state registration and licensing requirements, specific product licenses or SAFE licensing may apply.nAdditional requirements include meeting enhanced financial fitness and criminal background standards.nFor specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be required maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position.nPosting Location:6752 Parker Farm Drive Unit 3 Wilmington, NC 28405nnnWe Value DiversitynnAt **MEMBERS ONLY**SIGN UP NOW***., we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.nnEmployees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable **MEMBERS ONLY**SIGN UP NOW***. policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.nnCandidates applying to job openings posted in US:u00a0All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.nnCandidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.nnn

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