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Registered Client Associate - Private Client Group - Military Veterans

Location
Savannah, GA, United States

Posted on
Feb 19, 2022

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At **MEMBERS ONLY**SIGN UP NOW***., we are looking for talented people who will put our customers at the center of everything we do. We are seeking candidates who embrace diversity, equity, and inclusion in a workplace where everyone feels valued and inspired.Help us build a better **MEMBERS ONLY**SIGN UP NOW***.. It all begins with outstanding talent. It all begins with you.About this role:**MEMBERS ONLY**SIGN UP NOW***. is seeking a Registered Client Associate - Private Client Group in Wealth and Investment Management as part of **MEMBERS ONLY**SIGN UP NOW***. Advisors. u00a0Learn more about our career areas and lines of business at wellsfargojobs.com.In this role, you will:nAssist financial advisors and financial consultants by providing sales and servicing supportnProactively seek ways to improve administrative and operational processes, and offer ideas for own work groupnPerform moderately complex administrative tasks, handle telephone calls, and other inquiries for research reports as well as resolve account issuesnEstablish and maintain files to meet regulatory requirementsnCreate and produce reports as well as databases while establishing and maintaining files and record to support sales effortsnReceive direction from supervisors and escalate non-routine questions to more experienced rolesnInteract with immediate Brokerage Client Support team and functional area on wide range of information, as well as internal and external customersnRequired Qualifications, US:2 years of Brokerage and Client Services experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, educationDesired Qualifications:nBrokerage industry experiencenIntermediate Microsoft Office (Word, Excel, Outlook, and PowerPoint) skillsnAbility to prioritize work, meet deadlines, achieve goals, and work under pressure in a dynamic and complex environmentnExperience interacting directly with customersnAbility to provide administrative support, including responding to prospect/customer inquiries and requests for informationnBrokerage client support experiencenKnowledge and understanding of brokerage: systems or applicationsnAbility to work effectively in a team environmentnKnowledge and understanding of administrative support: filing, faxing, copying, and data entrynJob Expectations:nObtaining and/or maintaining appropriate Financial Industry Regulatory Authority (FINRA) license(s) is required for ongoing employment in this position. In addition to state registration, specific product licenses or SAFE licensing may apply.nAdditional requirements include meeting enhanced financial fitness and criminal background standards. **MEMBERS ONLY**SIGN UP NOW***. will initiate the FINRA review process at the time of offer acceptance.nFor specific FINRA qualification exams obtained after 9/30/2018, the Securities Industry Essentials (SIE) exam co-requisite may also be requirednJob Posting: 200 Stephenson Ave. 3rd Floor, Savannah, GA 31405nnnWe Value DiversitynnAt **MEMBERS ONLY**SIGN UP NOW***., we believe in diversity, equity and inclusion in the workplace; accordingly, we welcome applications for employment from all qualified candidates, regardless of race, color, gender, national origin, religion, age, sexual orientation, gender identity, gender expression, genetic information, individuals with disabilities, pregnancy, marital status, status as a protected veteran or any other status protected by applicable law.nnEmployees support our focus on building strong customer relationships balanced with a strong risk mitigating and compliance-driven culture which firmly establishes those disciplines as critical to the success of our customers and company. They are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance), which includes effectively following and adhering to applicable **MEMBERS ONLY**SIGN UP NOW***. policies and procedures, appropriately fulfilling risk and compliance obligations, timely and effective escalation and remediation of issues, and making sound risk decisions. There is emphasis on proactive monitoring, governance, risk identification and escalation, as well as making sound risk decisions commensurate with the business unit's risk appetite and all risk and compliance program requirements.nnCandidates applying to job openings posted in US:u00a0All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.nnCandidates applying to job openings posted in Canada: Applications for employment are encouraged from all qualified candidates, including women, persons with disabilities, aboriginal peoples and visible minorities. Accommodation for applicants with disabilities is available upon request in connection with the recruitment process.nnn

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Sign Up Now - FinancialServicesCrossing.com