Investment Management Contracts/Compliance Professional Hartford CT

Profile

Salary:
Compliance Officer opportunity, reporting to the CCO, with a well-regarded Investment/Asset Management organization. This role will focus heavily on Contract drafting/revising/negotiating of Investment Management agreements and amendments, accounting services agreements and vendor agreements, along with associated due diligence. The role will also in drafting/updating and implementing new policies and procedures and conducting testing/providing analysis and drafting to complete the IA 206(4)-7 process. In addition, the role can include other investment management regulatory compliance duties, i.e., review and provide updates on regulatory and SEC enforcement matters. Contract management/administration experience is a key requirement (must have), and this role will manage all aspects of the contract implementation process for the company. Prior Investment Management/ Adviser Compliance experience is preferred (with willingness to learn). Min 5-7 years of Investment Management Contracting experience needed (10 years preferred). JD degree a plus but not a requirement. Strong project management, negotiation and communication skills are needed. Interested candidates should send their resume to Anna Savic, **MEMBERS ONLY**SIGN UP NOW***.? Legal/Compliance division, c/o ****.
City:
Hartford
Location:
CT

Company info

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